-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OSeP8NZu7EuLC7daxrlbxGj6zbI8vKeVgHAtfI5frtK+8WPT0Ligxj8yc9PHj0CN AC+JmlW2vJkwneUMbibZSA== 0001013176-99-000177.txt : 19991216 0001013176-99-000177.hdr.sgml : 19991216 ACCESSION NUMBER: 0001013176-99-000177 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DAVE & BUSTERS INC CENTRAL INDEX KEY: 0000943823 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 431532756 STATE OF INCORPORATION: MO FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-46733 FILM NUMBER: 99774820 BUSINESS ADDRESS: STREET 1: 2481 MANANA DRIVE CITY: DALLAS STATE: TX ZIP: 75220 BUSINESS PHONE: 2143579588 MAIL ADDRESS: STREET 1: 2481 MANANA DR CITY: DALLAS STATE: TX ZIP: 75220 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARBER LACY J CENTRAL INDEX KEY: 0001044735 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: ROUTE 2 BOX 49Y CITY: DENNISON STATE: TX ZIP: 75020 BUSINESS PHONE: 9034656937 MAIL ADDRESS: STREET 1: ROUTE 2 BOX 49Y CITY: DENNISON STATE: TX ZIP: 75020 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 --------------- Dave & Buster's, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 23833N104 (CUSIP Number) Lacy J. Harber LJH, Corp. Rt 2, Box 49Y Dennison, Texas 75020 (903) 465-6937 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 10, 1999 (Date of Event which Requires Filing of This Statement) --------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 23833N104 13D Page 2 of 5 Pages - ------------------------------------------------------------------ 1 NAME OF REPORTING PERSON and S.S. OR I.R.S. IDENTIFICATION NO. Lacy J. Harber ###-##-#### - ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------ 4 SOURCE OF FUNDS* Working capital - ------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) |_| - ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States citizen - ------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES 803,500 shares BENEFICIALLY 8 SHARED VOTING POWER OWNED BY -0- shares EACH 9 SOLE DISPOSITIVE POWER REPORTING 803,500 shares PERSON 10 SHARED DISPOSITIVE POWER WITH -0- shares - ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 803,500 shares - ------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.12% - ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IN Individual - ------------------------------------------------------------------ CUSIP NO. 23833N104 13D Page 3 of 5 Pages - ------------------------------------------------------------------ Item 1. Security and Issuer Title of Class of Equity Securities: Common Stock, $0.01 par value per share, of Dave & Buster's, Inc. Name and Address of Principal Executive Offices of the Issuer: Dave & Buster's, Inc. 2481 Manana Drive Dallas, Texas 75220 Item 2. Identity and Background (a) Name of Person Filing: Lacy J. Harber, Director, President and sole shareholder of LJH Corp., which is the record holder of 803,500 shares of Dave & Buster's, Inc. (b) Business Address: Rt 2, Box 49Y, Dennison TX 75020 (c) Principal Occupation and the Name of Principal Business and Address of any corporation in which such employment is conducted: Self-employed Investor Rt 2, Box 49Y Dennison, Texas 75020 (903) 465-6937 (d) Conviction of a Criminal Proceeding (excluding traffic violations or similar misdemeanors) during the last five years: No (e) Party in a Civil Proceeding during the last five years and as a result was or is subject to a judgment, decree or final order enjoining future violations of or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws: No (f) Citizenship: U.S. Item 3: Source and Amount of Funds or Other Consideration Working capital in the amount of $ 5,649,028 was used to purchase 803,500 shares of Dave & Buster's, Inc. CUSIP NO. 23833N104 13D Page 4 of 5 Pages - ------------------------------------------------------------------ Item 4. Purpose of Transaction The reporting person acquired through LJH Corp the shares of Dave & Buster's, Inc. reported herein for investment purposes. At this time, it has no intention of acquiring additional shares of Dave & Buster's, Inc. reported herein, although it reserves the right to make additional purchases from time to time. Any decision to make such additional purchase will depend, however, on various factors, including, without limitation, the price of the common stock, stock market conditions and the business prospects of Dave & Buster's, Inc. reported herein. The reporting person has no present intention or arrangements or understandings to effect any of the transactions listed in Item 4(a)-(j) of Schedule 13D. Item 5. Interest in Securities of the Issuer This Schedule 13D is being filed to report a five percent ownership in the percentage of shares beneficially owned in the aggregate number of shares of common stock of Dave & Buster's, Inc. outstanding. Percentage of Common Stock of Dave & Buster's, Inc. owned (based on 13,128,375 shares of common stock outstanding as of September 9, 1999): 6.12% (b) Sole Voting Power: 803,500 shares Sole Dispositive Power: 803,500 shares Shared Voting Power: -0- shares Shared Dispositive Power: -0- shares (c) Not applicable (d) Not applicable (e) Not applicable Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Lacy J. Harber does not have any contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Issuer, finder's fees, joint ventures, loan or option agreements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits. None. CUSIP No. 23822N104 13D Page 5 of 5 Pages - ------------------------------------------------------------------ After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 14, 1999 Lacy J. Harber By: /s/ John P. Blackmon, Attorney in Fact -----END PRIVACY-ENHANCED MESSAGE-----